| Acronym | Meaning |
| IRA | Individual Retirement Account |
| SRO | Self-Regulatory Organization |
| ALACE | Association Of Local Authority Chief Executives |
| SIPC | Securities Investor Protection Corporation |
| GLA | Greater London Authority |
| ERISA | Employee Retirement Income Security Act Of 1974 |
| FASB | Financial Accounting Standards Board |
| SDA | Service Delivery Agreement |
| ATM | Automated Teller Machine |
| RR | Registered Representative |